5400. Reserved
This rule is no longer applicable effective December 15, 2008.
|
Reserved by SR-NASD-2005-087 eff. Aug. 1, 2006. Amended by SR-NASD-2006-015 eff. April 20, 2006 |
5300. Reserved
This rule is no longer applicable effective December 15, 2008.
|
Reserved by SR-NASD-2005-087. |
5150. Exemption From Regulation NMS-Related Trade Reporting Requirements
This rule is no longer applicable. NASD Rule 5150 has been superseded by FINRA Rule 6183. Please consult the appropriate FINRA Rule.
IM-5140. Use of Multiple MPIDs
This rule is no longer applicable. NASD IM-5140 has been superseded by FINRA Rule 6160. Please consult the appropriate FINRA Rule.
5140. Multiple MPIDs for Trade Reporting Facility Participants
This rule is no longer applicable. NASD Rule 5140 has been superseded by FINRA Rule 6160. Please consult the appropriate FINRA Rule.
5130. Obligation to Provide Information
This rule is no longer applicable. NASD Rule 5130 has been superseded by FINRA Rule 6150. Please consult the appropriate FINRA Rule.
5120. Other Trading Practices
This rule is no longer applicable. NASD Rule 5120 has been superseded by FINRA Rule 6140. Please consult the appropriate FINRA Rule.
5110. Transactions Related to Initial Public Offerings
This rule is no longer applicable. NASD Rule 5110 has been superseded by FINRA Rule 6130. Please consult the appropriate FINRA Rule.