Expand All 13200. Required Arbitration 13201. Statutory Employment Discrimination Claims, Disputes Arising Under a Whistleblower Statute that Prohibits the Use of Predispute Arbitration Agreements, Sexual Assault Claims, and Sexual Harassment Claims 13202. Claims Involving Registered Clearing Agencies 13203. Denial of FINRA Forum 13204. Class Action and Collective Action Claims 13205. Shareholder Derivative Actions 13206. Time Limits 13207. Extension of Deadlines 13208. Representation of Parties 13209. Legal Proceedings 13210. Ex Parte Communications 13211. Direct Communication Between Parties and Arbitrators 13212. Sanctions 13213. Hearing Locations 13214. Payment of Arbitrators Book traversal links for PART II GENERAL ARBITRATION RULES ‹ 13105. Agreement of the Parties Up 13200. Required Arbitration ›