IM-2830-2. Maintaining the Public Offering Price
This rule is no longer applicable.
IM-2830-1. 'Breakpoint' Sales
This rule is no longer applicable. NASD IM-2830-1 has been superseded by FINRA Rule 2342. Please consult the appropriate FINRA Rule.
2830. Investment Company Securities
This rule is no longer applicable. NASD Rule 2830 has been superseded by FINRA Rule 2341. Please consult the appropriate FINRA Rule.
2821. Members' Responsibilities Regarding Deferred Variable Annuities
This rule is no longer applicable. NASD Rule 2821 has been superseded by FINRA Rule 2330. Please consult the appropriate FINRA Rule.
2820. Variable Contracts of an Insurance Company
This rule is no longer applicable. NASD Rule 2820 has been superseded by FINRA Rule 2320. Please consult the appropriate FINRA Rule.
2810. Direct Participation Programs
This rule is no longer applicable. NASD Rule 2810 has been superseded by FINRA Rule 2310. Please consult the appropriate FINRA Rule.
2790. Restrictions on the Purchase and Sale of Initial Equity Public Offerings
This rule is no longer applicable. NASD Rule 2790 has been superseded by FINRA Rule 5130. Please consult the appropriate FINRA Rule.
2780. Solicitation of Purchases on an Exchange to Facilitate a Distribution of Securities
This rule is no longer applicable.
2770. Disclosure of Price in Selling Agreements
This rule is no longer applicable. NASD Rule 2770 has been superseded by FINRA Rule 5160. Please consult the appropriate FINRA Rule.
Selling syndicate agreements or selling group agreements shall set forth the price at which the securities are to be sold to the public or the formula by which such price can be ascertained, and shall state clearly to whom and under what circumstances concessions, if any, may be allowed.