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Jeffrey Kalinowski

Jeff Kalinowski is Executive Vice President—Chief Financial and Administrative Officer. He provides comprehensive financial and administrative stewardship for the organization, ensuring disciplined resource allocation, thoughtful capital investment decisions and the operational infrastructure that enables FINRA to function effectively and securely.

Patrice Gliniecki

Patrice Gliniecki is Senior Vice President and Deputy General Counsel. In this capacity, she manages FINRA’s Office of General Counsel’s Regulatory Practice and Policy Group, which is responsible for the rulemaking and interpretive functions for the organization. She also serves as the Chief of Staff of FINRA’s Chief Legal Office.

Richard Berry

Richard W. Berry is Executive Vice President and Director of Dispute Resolution Services (DRS).

Prior to serving in this capacity, Mr. Berry was Senior Vice President, Dispute Resolution. In that role, he oversaw the four regional offices-New York, Boca Raton, Chicago and Los Angeles-and the New York Case Administration unit.

Mr. Berry joined FINRA, then NASD, in 1995 as head of Dispute Resolution's Los Angeles office. In 2001, he was named Director of Case Administration in the New York City office.

Jennifer Piorko Mitchell

Jennifer Piorko Mitchell is Senior Vice President, Corporate Governance & Deputy Corporate Secretary. In this role, she ensures FINRA and its subsidiaries operate with the highest standards of governance excellence, and provides counsel to FINRA's Board of Governors and the FINRA subsidiary boards.

Filing & Reporting

Transparency is an essential element of fair and open markets. But in a rapidly evolving landscape, it can be challenging to keep up with the latest regulatory reporting requirements.

FINRA helps broker-dealers stay up to date with these requirements, making regulatory compliance easier. We employ advanced technology to monitor financial markets and regulated firms, keeping pace with the dynamic regulatory environment.