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3121. Custodian of the Record
This rule is no longer applicable. NASD Rule 3121 has been superseded by FINRA Rule 4570. Please consult the appropriate FINRA Rule.
A member who files a Securities and Exchange Commission Form BDW shall designate on the Form BDW, as the custodian of the record, a person associated with the member at the time that the Form BDW is filed.
|Adopted by SR-NASD-99-76 eff. Sept. 11, 2000.
Selected Notice: 00-56.