8000. INVESTIGATIONS AND SANCTIONS
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- 8100. GENERAL PROVISIONS
7730. Trade Reporting and Compliance Engine (TRACE)
The following charges shall be paid by participants for the use of the Trade Reporting and Compliance Engine ("TRACE"):
| System Fees | Transaction Reporting Fees | Data Fees |
| Level I Trade Report Only Web Browser Access — $20/month per user ID |
7720. Securities Lending and Transparency Engine (SLATE)
The following charges shall be paid by SLATE Participants for the use of the Securities Lending and Transparency Engine (“SLATE”):
| System Fees | Loan Reporting Fees | Data Fees |
|---|---|---|
| SLATE Web Browser Access Fee – $25/month per user ID | Initial Covered Securities Loan – $0.07 | Market Data: SLATE Loan-Level Data and Daily Loan Statistics – $3,000/month, except for qualifying Tax-Exempt Organizations. The data is enab |
7710. OTC Reporting Facility
(a) Transaction Related Charges
The following charges shall be paid by the participant for trade reporting to the OTC Reporting Facility.
7640B. Data Products Offered By NYSE
(a) Under the terms of the business arrangement establishing the FINRA/NYSE Trade Reporting Facility, NYSE Market (DE), Inc. (“NYSE Market”), as the Business Member, has a non-exclusive, irrevocable, worldwide, perpetual, royalty-free right and license to use covered market data, consistent with all applicable laws, rules and regulations.
7630B. Aggregation of Activity of Affiliated Members
(a) For purposes of applying any provision of the Rule 7600B Series that reflects a charge assessed, or credit provided, by the FINRA/NYSE Trade Reporting Facility, a member's activity will be aggregated automatically with the activity of its affiliates.
7620B. FINRA/NYSE Trade Reporting Facility Reporting Fees
Each participant will be charged a monthly fee for use of the FINRA/NYSE Trade Reporting Facility.
7610B. Securities Transaction Credit
FINRA members that trade securities listed on the NYSE ("Tape A"), Amex and regional exchanges ("Tape B"), or Nasdaq ("Tape C") in over-the-counter transactions reported to the FINRA/NYSE Trade Reporting Facility may receive from the FINRA/NYSE Trade Reporting Facility transaction credits based on the transactions attributed to them.