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0130. Interpretation

The Rules shall be interpreted in light of the purposes sought to be achieved by the Rules and to further FINRA's regulatory programs.

Cross Reference–

Resolution under Article XI, Section 1, of the By-Laws: Interpretations and Explanations

0120. Effective Date

The Rules shall become effective as provided in Article XI, Section 1, of the FINRA By-Laws.

Amended by SR-FINRA-2008-026 eff. Dec. 15, 2008.
Amended by SR-NASD-98-86 eff. Nov. 19, 1998.

0110. Adoption of Rules

The Rules are adopted pursuant to Article VII, Section 1, of the FINRA By-Laws.

Amended by SR-FINRA-2008-026 eff. Dec. 15, 2008.

Selected Notice: 08-57.

0100. GENERAL STANDARDS

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0110. ADOPTION OF RULES

0120. EFFECTIVE DATE

0130. INTERPRETATION

0140. APPLICABILITY

FINRA Rules

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