6120. Trade Reporting Participation Requirements
This rule is no longer applicable. NASD Rule 6120 has been superseded by FINRA Rules 7220A and 7320. Please consult the appropriate FINRA Rules.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable. NASD Rule 6120 has been superseded by FINRA Rules 7220A and 7320. Please consult the appropriate FINRA Rules.
This rule is no longer applicable. NASD Rule 6110 has been superseded by FINRA Rules 7210A and 7310. Please consult the appropriate FINRA Rules.
This rule is no longer applicable effective December 15, 2008.
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Reserved by SR-NASD-2005-087 eff. Aug. 1, 2006. Amended by SR-NASD-2006-015 eff. April 20, 2006 |
This rule is no longer applicable effective December 15, 2008.
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Reserved by SR-NASD-2005-087. |
This rule is no longer applicable. NASD Rule 5150 has been superseded by FINRA Rule 6183. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD IM-5140 has been superseded by FINRA Rule 6160. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 5140 has been superseded by FINRA Rule 6160. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 5130 has been superseded by FINRA Rule 6150. Please consult the appropriate FINRA Rule.