0120. Effective Date
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Amended by SR-FINRA-2008-026 eff. Dec. 15, 2008. Amended by SR-NASD-98-86 eff. Nov. 19, 1998. |
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
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Amended by SR-FINRA-2008-026 eff. Dec. 15, 2008. Amended by SR-NASD-98-86 eff. Nov. 19, 1998. |
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Amended by SR-FINRA-2008-026 eff. Dec. 15, 2008. Selected Notice: 08-57. |
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A. P. SECURITIES, INC.
15 WATERVIEW DR, CENTERPORT, NY 11721
Mailing Address: P. O. BOX 434, CENTERPORT, NY 11721
A.BRIDGE REALVEST SECURITIES CORPORATION
244 CAMBRIDGE OAKS, PARK RIDGE, NJ 07656
A.G. QUINTAL INVESTMENT COMPANY INC.
2177 ACUSHNET AVE., NEW BEDFORD, MA 02745-6316
A.G.P. / ALLIANCE GLOBAL PARTNERS
88 POST ROAD WEST, 2ND FLOOR, WESTPORT, CT 06880
A5 SECURITIES LLC
375 WEST END AVE UNIT 10D, NEW YORK, NY 10024
AAG CAPITAL, INC
2211 ASHLEY OAKS CIRCLE, WESLEY CHAPEL, FL 33544