FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. DAMIAN M. BAIRD (CRD No. 3097243), Respondent. Disciplinary Proceeding No. 2023077669201 Hearing Officer–DRS AMENDED DEFAULT DECISION1 January 31, 2024 Respondent is barred from associating with any FINRA member firm in any capacity for failing to provide information and documents and failing to appear for on-the-record testimony FINRA requested in connection with two investigations. Appearances For the Complainant: John M. Fallon, Esq., Elissa M. Kestin, Esq., and Jennifer L.

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. Darren M. Kubiak (CRD No. 1239086), Respondent. Disciplinary Proceeding No.