The following charges shall be paid by participants for the use of the Trade Reporting and Compliance Engine ("TRACE"):

The following charges shall be paid by SLATE Participants for the use of the Securities Lending and Transparency Engine (“SLATE”):

(a) Transaction Related Charges

The following charges shall be paid by the participant for trade reporting to the OTC Reporting Facility.

(a) For purposes of applying any provision of the Rule 7600B Series that reflects a charge assessed, or credit provided, by the FINRA/NYSE Trade Reporting Facility, a member's activity will be aggregated automatically with the activity of its affiliates.

Each participant will be charged a monthly fee for use of the FINRA/NYSE Trade Reporting Facility.

FINRA members that trade securities listed on the NYSE ("Tape A"), Amex and regional exchanges ("Tape B"), or Nasdaq ("Tape C") in over-the-counter transactions reported to the FINRA/NYSE Trade Reporting Facility may receive from the FINRA/NYSE Trade Reporting Facility transaction credits based on the transactions attributed to them.