2021072622201 Bolton Global Capital CRD 15650 AWC gg (2023-1701649196662).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021072622201
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Bolton Global Capital (Respondent)
Member Firm
CRD No. 15650
Pursuant to FINRA Rule 9216, Respondent Bolton Global Capital submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.