FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, \VAIVER, AND CONSENT NO. 2019062479102 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brad C. Brooks (Respondent) Former General Securities Representative and General Securities Principal CRD No. 1584633 Pursuant to FINRA Rule 9216, Respondent Brad C. Brooks submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023078040101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Taibat Abiola Awokoya, (Respondent) Former General Securities Representative CRD No. 7416322 Pursuant to FINRA Rule 9216, Respondent Taibat Abiola Awokoya submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022074091001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Lee Harold Rycraft (Respondent) Former General Securities Representative CRD No. 5770413 Pursuant to FINRA Rule 9216, Respondent Lee Harold Rycraft submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.