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The Neutral Corner – Volume 1—2024

The Neutral Corner – Volume 1—2024

Mission Statement

Let’s Get Personal: All About Arbitrator Disclosures by Annamaria Boccia Smith, FINRA Arbitrator

FINRA Dispute Resolution Services (DRS) and FINRA News

  • Arbitration Case Filings and Trends
  • Amendments to the Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for 
  • Representatives in Arbitrations and Mediations
  • Regulatory Notice 24-03: Amendments to the Arbitration Codes to Make Various Clarifying and Technical Changes 
  • Now Available: 2023 Arbitrator and Mediator Diversity Statistics
  • New Expungement Web Page and FAQs
  • DR Portal
  • 2024 American Bar Association Dispute Resolution Spring Conference
  • 2024 FINRA Annual Conference
  • 2024 ABA Arbitration Training Institute: June 6 – 7, 2024

Mediation Update

  • Mediation Case Filings and Trends 
  • FINRA’s Mediator Summit – Save the Date
  • FINRA’s Mediation Program for Small Arbitration Claims
  • Mediator Disclosure Updates
  • Become a FINRA Mediator

Questions and Answers

  • Motions to Compel
  • Letters Closing FINRA Investigations Without Further Action

Education and Training

  • Calling All Chairpersons!

Quarterly Arbitrator Disclosure Reminder 
FINRA Offices