FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061852801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Haywood Securities (USA) Inc. (Respondent) Member Firm CRD No. 42072 Pursuant to FINRA Rule 9216, Respondent Haywood Securities (USA) Inc. ("Haywood USA") submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.