FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023078620901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Wesley Howard Triani (Respondent) Investment Company and Variable Contracts Products Representative CRD No. 1025539 Pursuant to FINRA Rule 9216, Respondent Wesley Howard Triani submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.