2023077854301 Willnard Love CRD 7422353 OHO Decision ks (2025-1756340405866).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
OFFICE OF HEARING OFFICERS
DEPARTMENT OF ENFORCEMENT,
Complainant,
v.
WILLNARD LOVE
(CRD No. 7422353),
Respondent.
Disciplinary Proceeding
No. 2023077854301
Hearing Officer–MC
HEARING PANEL DECISION
July 25, 2025
Respondent Willnard Love is barred from associating with any FINRA member firm in any capacity for making false and misleading statements and submitting a falsified examination score report to his firm. Respondent is also ordered to pay costs.
23-03265(4).pdf
Other-Amended notice of Appeal
23-03265(3).pdf
order to confirm
2022076787401 Tradestation Securities Inc. CRD 39473 AWC lp (2025-1756081200050).pdf
From July to September 2022, TradeStation Securities distributed retail communications
concerning crypto assets or crypto asset-related services which failed to clearly disclose
that crypto assets were not offered through a registered broker-dealer or which did not
provide a fair and balanced presentation of the benefits and risks of the products
discussed. Therefore, Tradestation Securities violated FINRA Rules 2210(d) and 2010
and is censured and fined $85,000.