FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021073142301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Matthew Mierzycki (Respondent) General Securities Representative CRD No. 6102769 Pursuant to FINRA Rule 9216, Respondent Matthew Mierzycki submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023078629101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: David Korsnack (Respondent) General Securities Representative CRD No. 6442930 Pursuant to FINRA Rule 9216, Respondent David Korsnack submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.