FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023078014501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Stephenie Ashley Collins (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 5903192 Pursuant to FINRA Rule 9216, Respondent Stephenie Ashley Collins submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violation described below.