2021071099402 Cullen D. Factor CRD 2569145 AWC lp (2023-1685578804302).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021071099402
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Cullen D. Factor, Respondent
Former General Securities Representative and Operations Professional
CRD No. 2569145
Pursuant to FINRA Rule 9216, Respondent Cullen D. Factor submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.