Anonymous Comment On Regulatory Notice 22-08
Occasionally I really need to use inverse funds. I know of all the issues but am convinced over the years it is safe for me and very convenient. Leverage is also handy sometimes. Thank you.
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Occasionally I really need to use inverse funds. I know of all the issues but am convinced over the years it is safe for me and very convenient. Leverage is also handy sometimes. Thank you.
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others) to increase the gift limit from $100 to $250 per person per year, provide for exemptive relief, and incorporate existing guidance and interpretive letters.