Skip to main content

Psychology of Financial Planning Specialist

Psychology of Financial Planning Specialist (PFPS)

Designation Essentials
Status Currently offered and recognized by the issuing organization
Issuing Organization Financial Psychology Institute
Qualification and Training Requirements
Prerequisites

None

Designation Training Requirements

Nine hours of online instructional content

Designation Exam Type

Online, non-proctored exam

Continuing Education Requirements

Three hours of CE and an exam every two years

Verification and Complaints
Online Designation Resource

None

Investor Complaint Process

Submit complaints via email to [email protected].

Published List of Disciplined Designees

None

2019062118301 Wedbush Securities Inc. CRD 877 AWC gg (2022-1670113200521).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019062118301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Wedbush Securities Inc. (Respondent) Member Firm CRD No. 877 Pursuant to FINRA Rule 9216, Respondent Wedbush Securities Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.