Guy Vitale Comment On Regulatory Notice 22-14
Have all transactions reported within 24 hours.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Have all transactions reported within 24 hours.
I know WTH I'm doing. Unnecessary regulation. I do not want my investment opportunities restricted. I limit 3x ETFs to money I can affort to ride through volatile market periods. Might be a good idea for shortsellers/day traders but not for general long- to medium-term investment.