Skip to main content

Thomas Buchsbaum Comment On Regulatory Notice 22-08

Do not restrict my access to investment products that help me balance the risks as part of my overall portfolio of investments. Leveraged and inverse products help me diversify and reduce overall risks. Limiting access to such products limits investor choice and would require them to seek other methods of mitigating risk, which could result in less investment or a less liquid marketplace.

Prasad Venamadala Comment On Regulatory Notice 22-08

I think regulators should ban hedge funds and dark pools not instruments like Proshares only which are available to retail investors. If you are genuinely concerned about anything dark pools are more dangerous than anything out there next to hedge funds who manipulate and kill most of retail investors wealth. Organizations like you, SEC are encouraging dark pools, hedge funds, please ban them immediately or put regulations such that they have no option but to invest in an ETF or Mutual fund.