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For updates and guidance related to COVID-19 / Coronavirus, click here.

CRD Filing Guidance and Policy

The following links should be helpful when filing online for your firm and associated individuals:

Web CRD System and Related Links

Electronic Fingerprint Processing

Filing Guidance Related to Registration Forms

Frequently Asked Questions (FAQ)

Exam Information

Other Helpful Links

If member firms have any questions or comments, please contact the Gateway Call Center at (301) 869-6699.