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For updates and guidance related to COVID-19 / Coronavirus, click here.

CRD Filing Guidance and Policy

The following links should be helpful when filing online for your firm and associated individuals:

CRD System and Related Links

Electronic Fingerprint Processing

Filing Guidance Related to Registration Forms

Frequently Asked Questions (FAQ)

Exam Information

Other Helpful Links

If broker-dealer firms have any questions or comments, please contact the Gateway Call Center at (301) 869-6699.