All Fingerprint Statuses
Code | Explanation |
---|---|
CDPD* |
Firm provided barcode on form filing and awaiting receipt of fingerprints for processing. |
CLER |
FBI result indicating No Data was identified for fingerprints submitted. |
CLRX |
FBI result indicating No Data was identified based on Name Check search. |
COMP |
FINRA staff has completed review of CHRI identified by the FBI in response to fingerprints submitted. |
CMPX |
FINRA staff has completed review of CHRI identified by the FBI following Name Check search. |
EXCX |
FBI result indicating no match after Name Check search due to excessive candidates. |
ILEG |
FBI result indicating fingerprints submitted were determined to be illegible (by the FBI). |
LGCY* |
Fingerprint status provided prior to August 1999 conversion to Web CRD. |
NMCK |
Individual is undergoing a Name Check search based on FBI determination that previous fingerprint submissions were illegible. |
RAPP |
FBI result indicating CHRI was identified for fingerprints submitted. |
RAPX |
FBI result indicating CHRI was identified based on a Name Check search. |
RECC |
Fingerprints received and forwarded to the FBI for processing. |
RECD* |
A fingerprint submission that is missing information required for processing. |
RECP* |
Fingerprints were processed through another Self-Regulatory Organization (SRO) and the FBI identified No Data. |
RECR* |
Fingerprints were processed through another SRO and CHRI was identified. |
RECT |
A third fingerprint submission to the FBI because fingerprints previously submitted were illegible. |
RECV |
A second fingerprint submission to the FBI because fingerprints previously submitted were illegible. |
RECX* |
Fingerprints were received and processed by FINRA. |
REJT |
Fingerprints were rejected by the FBI because required information was missing. |
TERM* |
Fingerprint record reflects termination based on form filing or other process. |
XMPT |
Individual is exempt from fingerprinting requirement (SEA Rule 17f-2) based on illegible prints or other criteria in Rule 17f-2. |
* Status is only used in CRD