Individual Registration Statuses

Status	Code for Status	Description
Abandoned	ABANDONED	A manually set status that indicates that information for an individual has not been submitted to a state within the time period specified by the state. The individual cannot conduct business.
Administrative Termination	ADMTERM	A status which has been set pursuant to a termination for administrative reasons (i.e. Mass Terminations)
Approved Pending IAR CE	APP_PEND_IARCE	This RA status is set when the individual’s IAR CE status becomes CE Inactive, and the registration is with a state that is opted in to the IAR CE program.
Approved Pending Prints	APPRNT	A status indicating a fingerprint card is required by FINRA. The Registration Status of Approved Pending Prints is set when: The fingerprint bar code has been entered at the time of the electronic filing and the fingerprint card has not yet been received by FINRA. The FBI Disposition for the 1st or 2nd fingerprint submission was classified as "ILEG" and a new fingerprint card is required.
Approved	APPROVED	A status indicating the registration is approved.
Restricted Approval	APPROVED_RES	This status indicates that the registration is restricted in some manner to the kinds of business that is being transacted.
Approved Pending Results	APRSLTS	A status indicating the fingerprint card has been received and forwarded to the FBI for results.
Bar	BAR	A status reflecting that an individual has been prohibited from membership, participation in or association with a member.
Inactive - Continuing Education	CE_INACTIVE	This status is set when the individual’s CE status becomes CE Inactive. The individual must cease acting in a registered capacity until CE is completed and registration is approved.
Termed CE Two Year Inactive	CE2_YEAR_TRMD	A status that is set after an individual has been Inactive Continuing Education for two years.
Deficient	DEFICIENT	This status indicates that the registration is deficient and further action needs to occur prior to approval.
Denied	DENIED	A status set indicating the refusal of a request for registration by way of a formal action. This status is reflected for requests which had a status of PENDING or DEFICIENT.
Terminated Failure to Renew	FTR	A status set when an individual’s firm fails to renew with a jurisdiction, and the registration has been approved.
IAR CE Failed to Renew	IAR_FTR	This status indicates the individual did not complete their IAR CE requirements for the previous two years, causing the individual's RA registration(s) for which there is a CE obligation to be administratively terminated. To reactivate the impacted RA registrations, the individual must make up the required CE or re-qualify by examination and then reapply for registration.
Inactive - Prints	INACTIVE_PRINTS	A status indicating the individual had a status of Approved Pending Prints and a fingerprint card was not received by CRD within 30 days from the initial application
Termed Mass Transfer	MASS_TRNSF	This status is set when a Mass Transfer occurred and the registration status was approved.
Pending	PENDING	This status is set when the registration requires manual approval.
Purged	PURGED	A status set when the initial registration request exceeds the allowed deficiency time period.
Rejected	REJECTED	A status set; generally based on a technicality (e.g. exam not taken, or other requirements not satisfied). It is usually set in response to a request for registration (that usually has a current status of PENDING or DEFICIENT).
Requalification	REQUAL	This status is set when an individual must requalify for that registration.
Termination Requested	REQUEST_TERM	This status is set when a U5 is filed and means that the registration requires manual termination.
Revoked	REVOKED	A status which is set reflecting revocation of an individual's license.
Suspended	SUSPENSION	A status indicating that an individual's registration has been suspended
Termed-Did Not Mass Transfer	T_NOMT	A status set by the system on approved registrations selected for a Mass Transfer that did not transfer because of a transfer block.
Terminated no reg.-Did Not Mass Transfer	T_NOMTNOREG	A status set by the system on non approved registrations selected for a Mass Transfer that did not transfer because of a transfer block.
Termed Without Registration	T_NOREG	A status indicating the previous registration status was Deficient, Pending or Purged.
Termed Without Registration during Renewals	T_NOREG_FTR	This status set when an individual’s firm fails to renew with a jurisdiction, and the registration has not yet been approved.
Termed Without Registration during a Mass Transfer	T_NOREG_MT	This status is set when a Mass Transfer occurred and the registration status was pending or deficient.
Terminated Without U5	T_NOU5	This status is set by a regulator
Temporary Withdrawal	TEMP_WD	A system generated status that displays when a Temporary Registration is withdrawn and updated to Pending. The original status line will indicate the approval time period with a status of TEMP_WD indicating that the temporary registration was withdrawn, while the second status line will display the new Pending status. If the Pending status is subsequently terminated the final status would be T_NOREG.
Temporary Registration	TEMPREG	This status is set when an individual requests a temporary license (only available when relicensing) and the individual has new or updated disclosure since their last approved registration.
Termed	TERMED	This status is set when a U5 is filed and means that the registration is terminated.
Transition Filed In Error	TRANS_ERROR	This status is set when a transition is submitted in error.
Transition Requested	TRANS_RQST	This status is set when a transition is submitted and means that the registration is in transition.
Transition Terminated	TRANS_TERM	This status is set when a transition is submitted and a U5 filing is submitted terminating the registration prior to the state acting on the Transition Requested status.