For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
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Any FINRA* or NFA exam candidate who lives more than 150 miles from a test center to test must complete this form if they would like to request an online exam appointment. To check the distance to the nearest test center, please use the Locate feature on Prometric's website.
The address listed in CRD or TESS for the candidate will be used to determine the distance from a test center. A temporary address–such as one used if a candidate is on a trip–will not be considered for online testing purposes.
Candidates should be aware of the following request process information:
After submitting a request, candidates should allow 3-5 business days for processing. FINRA will notify the candidate via the email address provided.
* Note: This form is not required to take the Securities Industry Essentials (SIE) exam online. MSRB exams are not eligible for online testing, and NASAA exams are only available for individuals who need a testing accommodation. Review the Schedule an Exam page for more information.