Election Notices
| Date | Title Sort descending | Description |
|---|---|---|
| Jul 28, 2015 | Election Notice – 7/28/15 | FINRA Announces Nomination Process to Fill an Upcoming Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: September 11, 2015
|
| Jul 08, 2020 | Election Notice – 7/8/20 | Notice of Annual Meeting of FINRA Firms and Election Proxy
|
| Aug 12, 2016 | Election Notice – 8/12/16 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: September 26, 2016
|
| Aug 17, 2020 | Election Notice – 8/17/20 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 1, 2020
|
| Aug 19, 2016 | Election Notice – 8/19/16 | Notice of Annual Meeting of FINRA Firms and Proxy
Note: On August 31, 2016, FINRA changed the annual meeting record date to Tuesday, August 30, 2016. |
| Aug 02, 2021 | Election Notice – 8/2/21 | Notice of Annual Meeting of FINRA Firms and Election Proxy
|
| Aug 20, 2019 | Election Notice – 8/20/19 | FINRA Announces Nomination Process to Fill Upcoming Firm Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 4, 2019
|
| Aug 21, 2017 | Election Notice – 8/21/17 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 5, 2017
|
| Aug 22, 2022 | Election Notice – 8/22/2022 | FINRA Announces Nomination Process to Fill Upcoming Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: October 6, 2022
|
| Aug 29, 2018 | Election Notice – 8/29/18 | Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: September 28, 2018
|
| Sep 01, 2020 | Election Notice – 9/1/20 | Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: October 1, 2020
|
| Sep 01, 2020 | Election Notice – 9/1/20 | Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 1, 2020
|
| Sep 01, 2021 | Election Notice – 9/1/21 | Call for Candidates for Upcoming FINRA Regional Committee Election
Nomination Deadline: October 1, 2021
|
| Sep 01, 2021 | Election Notice – 9/1/21 | Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 1, 2021
|
| Sep 11, 2023 | Election Notice – 9/11/23 | Call for Candidates for Upcoming FINRA Regional Committee Elections
Nomination Deadline: October 11, 2023
|
| Sep 11, 2023 | Election Notice – 9/11/23 | Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 11, 2023
|
| Sep 02, 2015 | Election Notice – 9/2/15 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 2, 2015
|
| Sep 02, 2015 | Election Notice – 9/2/15 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 2, 2015
|
| Sep 04, 2019 | Election Notice – 9/4/19 | Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: October 4, 2019
|
| Sep 04, 2019 | Election Notice – 9/4/19 | Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 4, 2019
|
| Sep 06, 2022 | Election Notice – 9/6/2022 | Call for Candidates for Upcoming FINRA Regional Committee Elections
Nomination Deadline: October 6, 2022
|
| Sep 06, 2022 | Election Notice – 9/6/22 | Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 6, 2022
|
| Sep 07, 2016 | Election Notice – 9/7/16 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 7, 2016
|
| Sep 07, 2016 | Election Notice – 9/7/16 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 7, 2016
|
| Sep 08, 2017 | Election Notice – 9/8/17 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: Monday, October 9, 2017
|