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Election Notice – 8/12/16

FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council

Petitions for Candidacy Due: September 26, 2016

Executive Summary

The purpose of this Election Notice is to announce the nomination process to fill one Mid-size Firm vacancy and one Large Firm vacancy on the National Adjudicatory Council (NAC).

FINRA’s Nominating and Governance Committee (Nominating Committee) nominated Evan Charkes for the Large Firm NAC seat and John Meegan for the Mid-size Firm NAC seat.

Eligible individuals may petition to have their name included on a ballot for election by following the procedure below.

Note: This Notice was distributed electronically to the executive representative of each FINRA member firm and it is posted on FINRA’s website at Executive representatives should circulate this Notice to their firms’ branch managers.

Questions regarding this Election Notice may be directed to:

  • Marcia E. Asquith, Senior Vice President and Corporate Secretary, at (202) 728-8949; or
  • Jennifer Piorko Mitchell, Deputy Corporate Secretary, at (202) 728-8949.