For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Date | Title Sort descending | Description |
|---|---|---|
| Sep 01, 2021 | Election Notice – 9/1/21 | Call for Candidates for Upcoming FINRA Regional Committee Election
Nomination Deadline: October 1, 2021
|
| Sep 01, 2021 | Election Notice – 9/1/21 | Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 1, 2021
|
| Sep 11, 2023 | Election Notice – 9/11/23 | Call for Candidates for Upcoming FINRA Regional Committee Elections
Nomination Deadline: October 11, 2023
|
| Sep 11, 2023 | Election Notice – 9/11/23 | Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 11, 2023
|
| Sep 02, 2015 | Election Notice – 9/2/15 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 2, 2015
|
| Sep 02, 2015 | Election Notice – 9/2/15 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 2, 2015
|
| Sep 03, 2024 | Election Notice – 9/3/24 | Call for Candidates for Upcoming FINRA Regional Committee Elections
Nomination Deadline: October 3, 2024
|
| Sep 03, 2024 | Election Notice – 9/3/24 | Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 3, 2024
|
| Sep 04, 2019 | Election Notice – 9/4/19 | Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: October 4, 2019
|
| Sep 04, 2019 | Election Notice – 9/4/19 | Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 4, 2019
|
| Sep 04, 2025 | Election Notice – 9/4/25 | Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 6, 2025
|
| Sep 04, 2025 | Election Notice – 9/4/25 | Call for Candidates for Upcoming FINRA Regional Committee Elections
Nomination Deadline: October 6, 2025
|
| Sep 06, 2022 | Election Notice – 9/6/2022 | Call for Candidates for Upcoming FINRA Regional Committee Elections
Nomination Deadline: October 6, 2022
|
| Sep 06, 2022 | Election Notice – 9/6/22 | Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 6, 2022
|
| Sep 07, 2016 | Election Notice – 9/7/16 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 7, 2016
|
| Sep 07, 2016 | Election Notice – 9/7/16 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 7, 2016
|
| Sep 08, 2017 | Election Notice – 9/8/17 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: Monday, October 9, 2017
|
| Sep 08, 2017 | Election Notice – 9/8/17 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 9, 2017
|