Election Notices
| Date Sort ascending | Title | Description |
|---|---|---|
| Sep 03, 2014 | Election Notice - 9/3/14 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 3, 2014
This Election Notice was updated on 9/4/14 to include an additional partial term vacancy for District 5. |
| Sep 03, 2014 | Election Notice - 9/3/14 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 3, 2014
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| Aug 01, 2014 | Election Notice - 8/1/14 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: September 15, 2014
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| Jul 09, 2014 | Election Notice - 7/9/14 | Notice of Annual Meeting of FINRA Firms and Proxy
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| May 06, 2014 | Election Notice - 5/6/14 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 20, 2014
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| Dec 17, 2013 | Election Notice - 12/17/13 | FINRA Announces Results of SFAB, NAC and District Committee Elections
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| Nov 25, 2013 | Election Notice - 11/25/13 | Small Firm Advisory Board Runoff Election
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| Oct 16, 2013 | Election Notice 10/16/13 | Notice of FINRA District Committee Elections and Ballots
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| Oct 16, 2013 | Election Notice 10/16/13 | Notice of SFAB Election and Ballots
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| Sep 04, 2013 | Election Notice - 9/4/13 | Upcoming Election to Fill FINRA District Committee Vacancies
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| Sep 04, 2013 | Election Notice - 9/4/13 | FINRA Small Firm Advisory Board Election
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| Aug 02, 2013 | Election Notice - 8/2/13 | FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council Petitions for Candidacy Due: September 16, 2013
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| Jul 05, 2013 | Election Notice - 7/5/13 | Notice of Annual Meeting of FINRA Firms and Proxy
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| May 10, 2013 | Election Notice - 5/10/13 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 24, 2013
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| Dec 06, 2012 | Election Notice - 12/6/12 | FINRA Announces Results of SFAB, NAC and District Committee Elections
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| Oct 17, 2012 | Election Notice - 10/17/12 | Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 16, 2012
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| Oct 17, 2012 | Election Notice - 10/17/12 | Notice of FINRA Small Firm Advisory Board Election and Ballots
Ballot Due: November 16, 2012
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| Oct 17, 2012 | Election Notice - 10/17/12 | Notice of FINRA District Committee Election and Ballots
This Notice was updated on October 18, 2012, to update the Large Firm candidates for Districts 7 and 11, and on November 5, 2012, to update the Large Firm candidates for District 3. |
| Sep 05, 2012 | Election Notice - 9/5/12 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 5, 2012
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| Sep 05, 2012 | Election Notice - 9/5/12 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 5, 2012
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| Aug 03, 2012 | Election Notice - 8/3/12 | FINRA Announces Upcoming Vacancy on the National Adjudicatory Council
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| Jul 09, 2012 | Election Notice - 7/9/12 | Notice of Annual Meeting of FINRA Firms and Proxy
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| May 11, 2012 | Election Notice - 5/11/12 | Nominees for Upcoming FINRA Board of Governors Election
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| Dec 14, 2011 | Election Notice - 12/14/11 | Notice of Special Meeting of FINRA Large Firms to Elect Large Firm Governor and Proxy
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| Nov 29, 2011 | Election Notice - 11/29/11 | FINRA Announces Results of the Small Firm Advisory Board and District Committee Elections
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