For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Date Sort ascending | Title | Description |
|---|---|---|
| Dec 14, 2011 | Election Notice - 12/14/11 | Notice of Special Meeting of FINRA Large Firms to Elect Large Firm Governor and Proxy
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| Nov 29, 2011 | Election Notice - 11/29/11 | FINRA Announces Results of the Small Firm Advisory Board and District Committee Elections
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| Oct 25, 2011 | Election Notice - 10/25/11 | Notice of Nominee to Fill FINRA Board of Governors Large Firm Seat
The special meeting of large firms will take place on Thursday, January 12, 2012, at 4:30 p.m. Eastern Time at FINRA's Washington, DC, office at 1735 K Street, NW. Please see Election Notice 12/14/11 for details. |
| Oct 19, 2011 | Election Notice - 10/19/11 | Notice of Contested Election and Ballots for Small Firm NAC Member Seat
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| Oct 19, 2011 | Election Notice - 10/19/11 | Notice of FINRA District Committee Election and Ballots
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| Oct 19, 2011 | Election Notice - 10/19/11 | Notice of FINRA Small Firm Advisory Board Election and Ballots
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| Sep 07, 2011 | Election Notice - 9/7/11 | FINRA Small Firm Advisory Board Election
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| Sep 07, 2011 | Election Notice - 9/7/11 | Nomination and Election Process to Fill FINRA District Committee Vacancies
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| Aug 05, 2011 | Election Notice - 8/5/11 | FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council
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| Jun 29, 2011 | Election Notice - 6/29/11 | Notice of Annual Meeting of FINRA Firms and Proxy
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| May 03, 2011 | Election Notice - 5/3/11 | Upcoming FINRA Board of Governors Election of a Small Firm and Large Firm Governor
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| Oct 21, 2010 | Election Notice - 10/21/10 | Notice of SFAB Election and Ballots
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| Sep 03, 2010 | Election Notice - 9/3/10 | FINRA Small Firm Advisory Board Election
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| Jul 30, 2010 | Election Notice - 7/30/10 | FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council
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| Jul 12, 2010 | Election Notice - 7/12/10 | Notice of Annual Meeting of FINRA Firms and Proxy
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| May 04, 2010 | Election Notice - 5/4/10 | Nominees for FINRA Board of Governors
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| Mar 29, 2010 | Election Notice - 3/29/10 | FINRA Announces Election Results for District Committees, District Nominating Committees
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| Feb 12, 2010 | Election Notice - 2/12/10 | Nominees for the District Committees and District Nominating Committees
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| Dec 18, 2009 | Election Notice - 12/18/09 | FINRA Announces Recently Elected and Appointed National Adjudicatory Council and Small Firm Advisory Board Members
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| Dec 11, 2009 | Election Notice - 12/11/09 | Upcoming District Committee and District Nominating Committee Elections
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| Oct 23, 2009 | Election Notice - 10/23/09 | Notice of SFAB Election and Ballots
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| Sep 18, 2009 | Election Notice - 9/18/09 | FINRA Notice of Contested Election and Ballots for Small Firm NAC Member Seat
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| Sep 04, 2009 | Election Notice - 9/4/09 | FINRA Small Firm Advisory Board Election
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| Jul 20, 2009 | Election Notice - 7/20/09 | FINRA Announces Nominees for Vacant Small Firm and Mid-Size Firm Industry National Adjudicatory Council Seats
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| May 15, 2009 | Election Notice - 5/15/09 | Notice of Special Meeting of Large Firms and Proxy
|