Election Notices
Date Sort ascending | Title | Description |
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Oct 25, 2011 | Election Notice - 10/25/11 | Notice of Nominee to Fill FINRA Board of Governors Large Firm Seat
The special meeting of large firms will take place on Thursday, January 12, 2012, at 4:30 p.m. Eastern Time at FINRA's Washington, DC, office at 1735 K Street, NW. Please see Election Notice 12/14/11 for details. |
Oct 19, 2011 | Election Notice - 10/19/11 | Notice of Contested Election and Ballots for Small Firm NAC Member Seat
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Oct 19, 2011 | Election Notice - 10/19/11 | Notice of FINRA District Committee Election and Ballots
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Oct 19, 2011 | Election Notice - 10/19/11 | Notice of FINRA Small Firm Advisory Board Election and Ballots
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Sep 07, 2011 | Election Notice - 9/7/11 | FINRA Small Firm Advisory Board Election
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Sep 07, 2011 | Election Notice - 9/7/11 | Nomination and Election Process to Fill FINRA District Committee Vacancies
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Aug 05, 2011 | Election Notice - 8/5/11 | FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council
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Jun 29, 2011 | Election Notice - 6/29/11 | Notice of Annual Meeting of FINRA Firms and Proxy
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May 03, 2011 | Election Notice - 5/3/11 | Upcoming FINRA Board of Governors Election of a Small Firm and Large Firm Governor
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Oct 21, 2010 | Election Notice - 10/21/10 | Notice of SFAB Election and Ballots
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Sep 03, 2010 | Election Notice - 9/3/10 | FINRA Small Firm Advisory Board Election
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Jul 30, 2010 | Election Notice - 7/30/10 | FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council
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Jul 12, 2010 | Election Notice - 7/12/10 | Notice of Annual Meeting of FINRA Firms and Proxy
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May 04, 2010 | Election Notice - 5/4/10 | Nominees for FINRA Board of Governors
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Mar 29, 2010 | Election Notice - 3/29/10 | FINRA Announces Election Results for District Committees, District Nominating Committees
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Feb 12, 2010 | Election Notice - 2/12/10 | Nominees for the District Committees and District Nominating Committees
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Dec 18, 2009 | Election Notice - 12/18/09 | FINRA Announces Recently Elected and Appointed National Adjudicatory Council and Small Firm Advisory Board Members
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Dec 11, 2009 | Election Notice - 12/11/09 | Upcoming District Committee and District Nominating Committee Elections
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Oct 23, 2009 | Election Notice - 10/23/09 | Notice of SFAB Election and Ballots
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Sep 18, 2009 | Election Notice - 9/18/09 | FINRA Notice of Contested Election and Ballots for Small Firm NAC Member Seat
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Sep 04, 2009 | Election Notice - 9/4/09 | FINRA Small Firm Advisory Board Election
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Jul 20, 2009 | Election Notice - 7/20/09 | FINRA Announces Nominees for Vacant Small Firm and Mid-Size Firm Industry National Adjudicatory Council Seats
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May 15, 2009 | Election Notice - 5/15/09 | Notice of Special Meeting of Large Firms and Proxy
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Mar 27, 2009 | Election Notice - 3/27/09 | Nominees for Vacant FINRA Board of Governors Large Firm Seats
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Mar 24, 2009 | Election Notice - 3/24/09 | FINRA Announces Election Results for District Committees, District Nominating Committees and the National Adjudicatory Council
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