Guidance

Interpretive Letter
Interpretive Letter to Michael D. Wolk, Esq., Foley and Lardner (Use of Negative Response Letters)
May 01, 2003
Interpretive Letter
Interpretive Letter to Doug Wright, The Investment Center, Inc. (Use of Negative Response Letters)
February 03, 2003
Interpretive Letter
Interpretive Letter to Marion A. Kashan, London Pacific Securities, Inc. (Use of Negative Response Letters)
February 03, 2003
Interpretive Letter
Interpretive Letter to Forrest R. Foss, T. Rowe Price Associates, Inc.
January 28, 2002
Interpretive Letter
Interpretive Letter to Name Not Public
November 26, 2001
Interpretive Letter
Interpretive Letter to Lena M. Stinson, Stanford Group Company
June 04, 2001
Interpretive Letter
Interpretive Letter to Justine Rusin, Merit Capital Associates, Inc. (Use of Negative Response Letters)
October 16, 2000
Interpretive Letter
Interpretive Letter to Yoon-Young Lee, Wilmer, Cutler & Pickering
December 17, 1999
Interpretive Letter
Interpretive Letter to J. Craig Long, Esq., Foley & Lardner
March 05, 1999
Interpretive Letter
Interpretive Letter to W. Thomas Conner, National Association for Variable Annuities
February 05, 1999
Interpretive Letter
Interpretive Letter to Dawn Bond, FSC Securities Corporation
July 30, 1998
Interpretive Letter
Interpretive Letter to Christine A. Edwards, Morgan Stanley Dean Witter & Co.
June 08, 1998
Interpretive Letter
Interpretive Letter to Sandra M. Ng, Gruntal & Co., L.L.C.
May 11, 1998
Interpretive Letter
Interpretive Letter to Karen A. Steighner, Brokerage Administrator Corporation
April 22, 1998
Interpretive Letter
Interpretive Letter to Franklin I. Ogele, Esq., Singer Zamansky LLP
March 16, 1998
Interpretive Letter
Interpretive Letter to Laura Moret, American Express Financial Corporation
November 26, 1997
Interpretive Letter
Interpretive Letter to Craig S. Tyle, Investment Company Institute
November 11, 1997
Interpretive Letter
Interpretive Letter to Name Not Public
April 11, 1997
Interpretive Letter
Interpretive Letter to Name Not Public
October 31, 1995
FAQ
Frequently Asked Questions Related to Filing Requirements of Rules 5122 and 5123
Guidance
Recommendations Concerning Advertising and Promotion of Commission Discounts