Guidance 2021 Report on FINRAs Examination and Risk Monitoring ProgramCommunications with the PublicFebruary 01, 2021 2019 Exam Findings ReportDigital CommunicationOctober 16, 2019 NoticeRegulatory Notice 11-39August 18, 2011 NoticeRegulatory Notice 10-06January 25, 2010 NoticeRegulatory Notice 07-59December 07, 2007