Guidance FAQFrequently Asked Questions Related to Regulatory Relief Due to the Coronavirus PandemicMarch 24, 2020 2017 Exam Findings ReportNet Capital and Credit Risk AssessmentsDecember 06, 2017 GuidanceRegulatory Notice 14-12March 24, 2014 GuidanceRegulatory Notice 14-06February 07, 2014 GuidanceRegulatory Notice 12-58December 27, 2012 GuidanceRegulatory Notice 11-38August 08, 2011 GuidanceRegulatory Notice 09-38July 15, 2009 GuidanceRegulatory Notice 08-65November 04, 2008 GuidanceRegulatory Notice 08-56October 15, 2008 GuidanceRegulatory Notice 08-46September 05, 2008 FAQPortfolio Margin FAQ
