Exemptive Letters
FINRA publishes letters or summaries of its letters in response to requests for exemption. We do this to assist industry professionals in understanding the rationale for our decisions. Please note that the decisions apply to the specific situations described. FINRA has not attempted to publish letters covering every rule for which an exemption can be granted.
Date | Title | Topic |
---|---|---|
Mar 09, 1997 | Name Not Public | Municipal Securities |
Feb 28, 1997 | Name Not Public | Municipal Securities |
Feb 28, 1997 | Name Not Public | Municipal Securities |
Feb 28, 1997 | Name Not Public | Municipal Securities |
Feb 28, 1997 | Name Not Public | Municipal Securities |
Jan 27, 1997 | Name Not Public | Municipal Securities |
Jan 07, 1997 | Name Not Public | Municipal Securities |
May 13, 1996 | Name Not Public | Municipal Securities |