Audit Trail Reimbursement Billing Data (ATRBI)
FINRA is making publicly available Audit Trail Reimbursement Billing (ARTBI) data for fees pursuant to FINRA Rule 6897. Please find below details for historical monthly billing cycles.
Prospective CAT Cost | FINRA Billing to | CAT LLC Billing | Variance | |||
|---|---|---|---|---|---|---|
| Month/Year | Current Month | Cumulative | Current Month | Cumulative | Current Month | Cumulative |
| Feb-25 | $3,527,110.71 | $3,527,110.71 | $3,527,110.71 | $3,527,110.71 | - | - |
| Mar-25 | $3,344,949.97 | $6,872,060.68 | $3,344,949.97 | $6,872,060.68 | - | - |
| Apr-25 | $3,647,091.41 | $10,519,152.09 | $3,647,091.41 | $10,519,152.09 | - | - |
| May-25 | $4,348,821.84 | $14,867,973.93 | $4,348,821.84 | $14,867,973.93 | - | - |
| Jun-25 | $4,122,741.32 | $18,990,715.25 | $4,122,741.32 | $18,990,715.25 | - | - |
| Jul-25 | $4,157,819.57 | $23,148,534.82 | $4,157,819.57 | $23,148,534.82 | - | - |
Prospective CAT Cost Recovery Fee 2024-1
Prospective CAT Cost | FINRA Billing to | CAT LLC Billing | Variance | |||
|---|---|---|---|---|---|---|
| Month/Year Billed | Current Month | Cumulative | Current Month | Cumulative | Current Month | Cumulative |
| Oct-24 | $3,862,741.52 | $3,862,741.52 | $3,976,351.47 | $3,976,351.47 | $(113,609.95) | $(113,609.95) |
| Nov-24 | $4,494,713.68 | $8,357,455.20 | $4,626,911.33 | $8,603,262.80 | $(132,197.65) | $(245,807.60) |
| Dec-24 | $5,065,740.75 | $13,423,195.95 | $5,214,733.13 | $13,817,995.93 | $(148,992.38) | $(394,799.98) |
| Jan-25 | $5,448,025.09 | $18,871,221.04 | $5,608,261.21 | $19,426,257.14 | $(160,236.12) | $(555,036.10) |
| Feb-25 (2024-1 adjustments) | $ 1,358.78 | $18,872,579.82 | $ 1,398.76 | $19,427,655.90 | $ (39.98) | $(555,076.08) |
| Mar-25 (2024-1 adjustments) | $ 20.15 | $18,872,599.97 | $ 20.74 | $19,427,676.64 | $ (0.59) | $ (555,076.67) |
| Apr-25 (2024-1 adjustments) | $ (3.82) | $18,872,596.15 | $ (3.93) | $19,427,672.71 | $ 0.11 | $ (555,076.56) |
| May-25 (2024-1 adjustments) | $ - | $18,872,596.15 | $ - | $19,427,672.71 | $ - | $ (555,076.56) |
Historical CAT Cost Recovery Assessment 1
Historical CAT Cost Recovery Assessment 1 | FINRA Billing to Member Firms | Remaining Cost Recovery | |
|---|---|---|---|
| Month/Year | Current Month | Cumulative | Cumulative |
| Oct-24 | $4,391,414.00 | ||
| Nov-24 | $1,850,455.31 | $1,850,455.31 | $2,540,958.69 |
| Dec-24 | $2,085,892.66 | $3,936,347.97 | $455,066.03 |
| Jan-25 | $2,243,073.69 | $6,179,421.66 | $(1,788,007.66) |