Notice to Members 2000
For Your Information
Published Date:
- FOCUS Filing Dates
- NASD Regulation Delays Implementation Date of Phase III of OATS from July 31, 2000 to October 31, 2000
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.