SEC Approves Amendments to FINRA Rule 4570
Please click here to view the full PDF pending the publication of the HTML version as soon as possible.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Please click here to view the full PDF pending the publication of the HTML version as soon as possible.