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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.

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  1. Rules & Guidance
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  3. Regulatory Notice 20-42
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Foreside Comment on Regulatory Notice 20-42
Nanette Chern, Susan LaFond, Susan Moscaritolo, Jennifer Brunner
Foreside - Request for Comment 20-42 Jan 26.2021.pdf
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