Anonymous-BD Comment On Regulatory Notice 21-19 Anonymous-BD N/A Please require weekly reporting. Please provide the reports to the public for free and transparent information through FINRA website and not just exchanges. Please conduct audits and other proactive enforcement measures.
Anonymous-BD Comment On Regulatory Notice 21-19
Please require weekly reporting. Please provide the reports to the public for free and transparent information through FINRA website and not just exchanges. Please conduct audits and other proactive enforcement measures.