Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

Daniel Cave Comment On Regulatory Notice 21-19

Daniel Cave
None

I approve of the general sentiment and direction discussed here. Increased reporting depth and frequency in these areas will create a better view of market for FINRA and will allow more granular analyses and understanding of potentially challenging issues and situations facing the market and investors. Knowledge through transparency is key to healthy markets