I support the proposed changes. In addition i believe that there are several levels of self-dealing, impropriety, negligence and perhaps outright fraud-by-omission, happening at the SEC itself, which routinely harms retail investors as a class. My suspicions were raised by commentary around 'meme stocks' and comments by various industry professionals in publicly available materials. I hope FINRA will fully support any ongoing or futureinvestigation by US Dept of Justice or other non-SEC, official bodies.
EF Kantrowitz Comment On Regulatory Notice 21-19
I support the proposed changes. In addition i believe that there are several levels of self-dealing, impropriety, negligence and perhaps outright fraud-by-omission, happening at the SEC itself, which routinely harms retail investors as a class. My suspicions were raised by commentary around 'meme stocks' and comments by various industry professionals in publicly available materials. I hope FINRA will fully support any ongoing or futureinvestigation by US Dept of Justice or other non-SEC, official bodies.