Robert Curtis-Johnson Comment On Regulatory Notice 21-19
Robert Curtis-Johnson
N/A
To whom it may concern: I have grave concerns that the goals of the 21-19 rule change have too many loopholes and will not meet the stated goals of the effort. In fact, FINRA's minimal efforts at preventing ongoing FTD violations and options and swaps manipulation that circumvents REG SHO and T+2 requirements has led me to believe that FINRA is unable to be trusted as a Self-regulating Organization, and I will be informing my Congressional delegates of that opinion and strongly urging a return to direct government oversight.
Robert Curtis-Johnson Comment On Regulatory Notice 21-19
To whom it may concern: I have grave concerns that the goals of the 21-19 rule change have too many loopholes and will not meet the stated goals of the effort. In fact, FINRA's minimal efforts at preventing ongoing FTD violations and options and swaps manipulation that circumvents REG SHO and T+2 requirements has led me to believe that FINRA is unable to be trusted as a Self-regulating Organization, and I will be informing my Congressional delegates of that opinion and strongly urging a return to direct government oversight.