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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.

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  1. Rules & Guidance
  2. Notices
  3. Regulatory Notice 21-19
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Ron Velotta Comment On Regulatory Notice 21-19
Ron Velotta
N/A

EVERY SINGLE SHARE SHOULD BE TRACKED, RECORDED AND REPORTED. How hard is this?

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