Cathleen McGuire Comment On Regulatory Notice 22-08
Cathleen McGuire
N/A
Investors like myself do not need the regulatory eye of FINRA to oversee and dictate what securities people can buy and sell. I oppose all restrictions on the rights and freedom to invest funds in any way people want, including leveraged and inverse funds.
FINRAs definition of complex products is broad, arbitrary, vague, and unworkable. It would be an unacceptable infringement on investors and an overreach of your powers. Notice #22-08 is highly unacceptable. There should be no such restrictions on anyone's right to public investments.
Cathleen McGuire Comment On Regulatory Notice 22-08
Investors like myself do not need the regulatory eye of FINRA to oversee and dictate what securities people can buy and sell. I oppose all restrictions on the rights and freedom to invest funds in any way people want, including leveraged and inverse funds.
FINRAs definition of complex products is broad, arbitrary, vague, and unworkable. It would be an unacceptable infringement on investors and an overreach of your powers. Notice #22-08 is highly unacceptable. There should be no such restrictions on anyone's right to public investments.