Richard Carroll Comment On Regulatory Notice 22-08
Richard Carroll
N/A
I do not believe regulators should be the deciding voice on what is and is not appropriate investments. Ensure proper disclosures to the investor should be required but not picking and choosing investments.
Richard Carroll Comment On Regulatory Notice 22-08
I do not believe regulators should be the deciding voice on what is and is not appropriate investments. Ensure proper disclosures to the investor should be required but not picking and choosing investments.