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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.

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  1. Rules & Guidance
  2. Notices
  3. Regulatory Notice 22-08
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Sanjeev Joglekar Comment On Regulatory Notice 22-08
Sanjeev Joglekar
N/A

What you should be more concerned about are meme stocks. Direxion and Proshares are good defined risk products.

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