Notice To Members 83-53

Quarterly Checklist of Notices to Members

Published Date:

October 18, 1983

TO: All NASD Members and Other Interested Persons

Following is a list of NASD Notices to Members issued during the third quarter of 1983. Requests for copies of any notice should be accompanied by a self-addressed label and may be directed to: NASD Administrative Services, 1735 K Street, N.W., Washington, D. C. 20006.

Notice Number	Date	Topic
83-31	July 7, 1983	Adoption of Revised and Simplified Regulation T of the Federal Reserve Board
83-32	July 12, 1983	50 Securities Scheduled to Join NMS on July 19
83-33	July 12, 1983	Compliance With State Registration Requirements
83-34	July 12, 1983	Western Pacific Securities, Inc. (SIPC Trustee Appointed)
83-35	July 12, 1983	Adoption of Section 9 of Article III, Schedule A of the Association's By-Laws; Fee on Cleared Transactions
83-36	July 20, 1983	Subscriptions to Monthly Statistical Reports of NASDAQ Issues
83-37	July 18, 1983	44 Securities Scheduled to Join NMS on August 9
83-38	July 21, 1983	SEC Adopts Amendments to Rule 10b-10; Confirmation Rule
83-39	July 21, 1983	Final Reporting Regulations Under the Tax Equity and Fiscal Responsibility Act of 1982 ("TEFRA")
83-40	July 25, 1983	Quarterly Checklist of Notices to Members
83-41	July 25, 1983	SEC Staff Issues No-Action Letter Providing Temporary Relief From Certain Provisions of Rules 15c3-l and 15c3-3 Dealing With Municipal Securities
83-42	August 5, 1983	100 Securities Scheduled to Join NMS in August and September
83-43	August 17, 1983	Rescission of Venture Capital Policy and Adoption of New Requirement
83-44	August 17, 1983	Change of Policy on Overallotment Options
83-45	August 17, 1983	Adoption of Amendments to Schedule E on Self-Underwriting
83-46	August 17, 1983	Labor Day: Trade Date-Settlement Date Schedule
83-47	August 18, 1983	Proposed New Rule of Fair Practice to Regulate the Activities of Members Experiencing Financial and/or Operational Difficulties
83-48	August 22, 1983	Proposed New Rule of Fair Practice Relating to Permission For Members to Carry Customer Accounts
83-49	September 7, 1983	Request for Comments on Proposed Amendment to Appendix F Concerning Associate General Partners of Direct Participation Programs
83-50	September 29, 1983	50 Securities Scheduled to Join NMS on October 18
83-51	September 30, 1983	Columbus Day: Trade Date-Settlement Date Schedule

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