Notice To Members 88-37

Operations Officer, Cashier, Fail-Control Department

Published Date:

May 26, 1988

TO: All NASD Members

ATTN: Operations Officer, Cashier, Fail-Control Department

On May 25, 1988, the United States District Court for the Southern District of New York appointed a SIPC Trustee for the above member.

Members may use the "immediate close out" procedures as provided in Section 59(i)(2) of the NASD's Uniform Practice Code to close out open OTC contracts.

Questions regarding the firm should be directed to:

SIPC Trustee

Sam Scott Miller, Esquire
Orriek Herrington & Sutcliffe
599 Lexington Avenue
New York, New York 10022
Telephone:(212) 326-8800